* | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
CUSIP No. Series B MRP Shares - 128125*37 |
(1) | Names of reporting persons SYMETRA FINANCIAL CORP. ("SFC") | |||||||
(2) | Check the appropriate box if a member of a group (see instructions) (a) o (b) x | |||||||
(3) | SEC use only | |||||||
(4) | Citizenship or place of organization INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE | |||||||
Number of shares beneficially owned by each reporting person with: | (5) | Sole voting power 0 | ||||||
(6) | Shared voting power 200,000 | |||||||
(7) | Sole dispositive power 0 | |||||||
(8) | Shared dispositive power 200,000 | |||||||
(9) | Aggregate amount beneficially owned by each reporting person 200,000 | |||||||
(10) | Check if the aggregate amount in Row (9) excludes certain shares (see instructions) --- | |||||||
(11) | Percent of class represented by amount in Row (9) 3.1% | |||||||
(12) | Type of reporting person (see instructions) HC |
2(a) | Name of person filing: SYMETRA FINANCIAL CORPORATION |
2(b) | Address or principal business office or, if none, residence: 777 108TH AVE NE SUITE 1200 BELLEVUE, WA 98004-5135 |
2(c) | Citizenship: INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE |
2(d) | Title of class of securities: Mandatory Redeemable Preferred Shares |
2(e) | CUSIP No.: 128125*29 (Series B Mandatory Redeemable Preferred Shares)(the "Series B Preferred Shares"). 128125*45 (Series C Mandatory Redeemable Preferred Shares)(the "Series C Preferred Shares"). The Series B Preferred Shares, together with the Series C Preferred Shares, form a single class of the Issuer's preferred equity securities and are collectively referred to in this Schedule 13G as the "Mandatory Redeemable Preferred Shares". |
a. | o Broker or dealer registered under Section 15 of the Act; |
b. | o Bank as defined in Section 3(a)(6) of the Act; |
c. | o Insurance company as defined in Section 3(a)(19) of the Act; |
d. | o Investment company registered under Section 8 of the Investment Company Act of 1940; |
e. | o An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); |
f. | o An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); |
g. | ý A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); |
h. | o A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
i. | o A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940; |
j. | o A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J); |
k. | o Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution: |
a. | Amount beneficially owned: 200,000 - Series B MRP Shares |
b. | Percent of class 3.1% |
c. | Number of shares as to which such person has: |
i. | Sole power to vote or to direct the vote 0 |
ii. | Shared power to vote or to direct the vote 200,000 |
iii. | Sole power to dispose or to direct the disposition of 0 |
iv. | Shared power to dispose or to direct the disposition of 200,000 |